digital humanities – Replicated Typo

A quick guide to cultural evolution for humanists

I’m currently working on a long article in which I review two recent critiques of computational criticism (one by Nan Z. Da and the other by Franco Moretti and Oleg Sobchuk). Moretti and Sobchuk introduce cultural evolution into their discussion, but don’t say much about it, and I’m suspect that their audience, and mine, is unfamiliar with current work in the area. Accordingly I’ve decided to prepare a brief appendix to serve as a guide. Since I will be citing my own work in my article, and further developing my views, I do not mention it in this guide.

Much of the recent work on cultural evolution is empirical; researchers count things and see how they behave over time. This work requires minimal commitment to a specific theory or model of how cultural evolution works. That is perhaps wise, as there is no consensus on how to relate the relevant biological concepts to cultural entities and processes. These questions can help you organize and sort through the different conceptualizations.

1. What is the target/beneficiary of the evolutionary dynamic?

Is it a human or collection of humans that benefits directly or is it the cultural entity itself. “Directly” is the key word, as humans must ultimately benefit, otherwise cultural evolution is just a waste of biological resources. To the extent that there is a “mainstream” approach it is something called “gene-culture coevolution” or “dual inheritance theory.” In this approach humans are the direct beneficiaries of cultural success.

When Richard Dawkins proposed the meme as a cultural replicator in The Selfish Gene (1976) he proposed that the meme itself was the direct beneficiary of evolution. This allows for a potential conflict between cultural and biological evolution. A cultural trait like celibacy among the religious, for example, would seem to conflict with a biological ‘imperative’ to reproduce.

2. Replication (copying) or (re)construction.

Independently of the first question, how is the cultural entity transmitted from one person to another? Is it a process of imitation or reconstruction? Genes replicate through a process of copying, hence Dawkins’ choice of a term, “meme”, to suggest that. He sees genes as cultural replicators, and many researchers agree with this.

In 1996 Dan Sperber published Explaining Culture in which he argued that, no, cultural entities aren’t copied. Rather they’re reconstructed. Hence instances will differ from one another.

3. Is there a meaningful distinction comparable to the biological distinction between phenotype and genotype?

As far as I can tell, this distinction has little meaning for those focusing on empirical work. They count what they can count. And it doesn’t seem to have much purchase among adherents of gene-cultural coevolution or dual-inheritance theory. For these investigators we have populations of humans on the one hand, and cultural entities on the other. At this level of abstraction those cultural entities are all of the same kind.

The distinction comes into play when you take the position that cultural entities themselves are the direct beneficiaries of the evolutionary process. Dawkins sometimes talks of memes as though they are comparable to biological genes, implying that there are phenotypic entities as well. Other times, however, he talks of memes as viruses, in which case there is no phenotypic entity. As far as I can tell, Sperber doesn’t make this distinction either.

4. Are the genetic elements of culture inside people’s heads or are they in the external environment?

Dawkins was ambiguous on this point in The Selfish Gene. There is a strong tendency to conceptualize culture’s genetic entities, if you will, as being inside people’s heads. Most meme advocates do, and I believe that Sperber and his followers do as well. But one can take another position, that the culture’s genetic entities are in the external world in one form or another. That’s the position I take.

What to read?

I would recommend that humanists with no background in evolutionary thought start with Gary Taylor’s Cultural Selection: Why Some Achievements Survive The Test Of Time And Others Don’t (Basic Books: 1996). It side-steps the theoretical mess around and about those four questions and discusses a lot of examples. I read it years ago and so don’t recall any specifics, but this publisher’s blurb seems reasonable:

[Taylor] argues that culture is not what was done, but what is remembered and that the social competition among different memories is as dynamic as the biological struggle for survival. Taylor builds his argument on a broad base of cultural achievements, from Michelangelo to Frankenstein, from Shakespeare to Casablanca, from Freud to Invisible Man. He spans the continents to draw upon Japanese literature, Native American history, ancient Greek philosophy, and modern American architecture.

What’s next? I would suggest: Laland, K. M. and G. R. Brown, Sense and Nonsense: Evolutionary Perspectives on Human Behavior, (Oxford University Press: 2002). That’s the edition I read, but there is a second edition published in 2011. Laland and Brown cover not only cultural evolution in its various conceptual forms, but evolution and human behavior more generally, including sociobiology, behavioral ecology, and evolutionary psychology. As I recall, the title is apt, sense and nonsense.

Then you might want to look at a relatively short document (37 pp.) giving summaries and positions articulated in a workshop Daniel Dennett convened in 2010. It was held at the Santa Fe Institute in New Mexico. Participants: Dan Dennett, Susan Blackmore, Rob Boyd, Nicolas Cladière, Peter Godfrey-Smith, Joseph Henrich, Olivier Morin, Peter Richerson, Dan Sperber, and Kim Sterelny. They run through various issues centered on the second question above. The document is published by the International Cognition & Culture Institute (founded by Dan Sperber) as Cultural Evolution Workshop (2010) at this link, http://cognitionandculture.net/ebooks/. You can download it as a PDF or iBook.

For gene-culture coevolution and/or dual inheritance I would recommend Alexander Mesoudi, Cultural Evolution: How Darwinian Theory Can Explain Human Culture and Synthesize the Social Sciences (University of Chicago Press: 2011). This is only moderately technical.

If you want to further investigate memetics, you should start with Dawkins, The Selfish Gene. It’s been reissued several times; any edition will do. Read the whole thing, not just the memetics chapter; that will give you a better understanding of what was on his mind when he posited the existence of memes. Once you’ve read that you should read this paper, Jeremy Trevelyan Burman, The misunderstanding of memes: Biography of an unscientific object, 1976-1999, Perspectives on Science 2012, vol. 20, no. 1, pp. 75-104. Burman explains how the concept went from a relatively informal and ambiguous idea to the popular concept of a viral agent moving from mind to mind. Also look at Derek Gatherer, Why the ‘Thought Contagion’ Metaphor is Retarding the Progress of Memetics, Journal of Memetics-Evolutionary Models of Transmission, vol. 2, 1998, pp. 1-21, http://cfpm.org/jom-emit/1998/vol2/gatherer_d.html. Gatherer argues against the idea that culture’s genetic elements are entities in the brain/mind.

Dan Sperber’s book – Explaining Culture: A Naturalistic Approach (Wiley: 1996) – is relatively short and quite readable. He talks of an epidemiology of representations and adopts the term “attractor” from complex dynamics. A cultural attractor is a bit like a Platonic Ideal (though I suspect Sperber would reject the comparison); it is a form toward which cultural entities evolve according to factors of attraction. These factors might be some psychological preferences and/or environmental features that favor a cultural entity. This approach has come to be known as cultural attraction theory (CAT).

For a different take on the subject you can read Robert Wright, Nonzero: The Logic of Human Destiny (New York, Pantheon Books: 1999). Wright is working outside the nexus of the four questions I’ve listed above. He takes a long view of human history, from origins up to the present, and argues that we are moving toward ever more sophisticated modes of cooperative interaction. His title, NonZero, is a term from game theory. A zero sum game is one where one party’s gain is necessarily another party’s loss. A nonzero sum game, in contrast, is one where all parties can come out better than they were before entering into the interaction. Wright’s other point of departure is an empirical literature in anthropology and archaeology that dates mostly to the third quarter of the previous century. These scholars were interested in measuring the cultural complexity of existing, but also historical, societies and developed sophisticated statistical tools for doing so. Wright then argues that culture evolves toward more complex forms with more cooperative interactions between people.

As a bonus, you might want to look through the archives of the listserve associated with the Journal of Memetics – Evolutionary Models of Information Transmission, which was published from 1997 to 2005. It was an online journal, here: http://cfpm.org/jom-emit/. The list is archived here: http://cfpm.org/~majordom/memetics/about.html#archives.

Finally, the Cultural Evolution Society was founded a couple of years ago: https://culturalevolutionsociety.org/.

On the Direction of 19th Century Poetic Style, Underwood and Sellers 2015

Another working paper (title above). Download at:
SSRN: http://ssrn.com/abstract=2623118
Academica.edu: https://www.academia.edu/13279876/On_the_Direction_of_19th_Century_Poetic_Style_Underwood_and_Sellers_2015

Abstract, contents, and introduction below:

Abstract: Underwood and Sellers have discovered that over the course of roughly a century (1820-1919) Anglo-American poetry has undergone a consistent change in style in a direction favored by editors and reviewers of elite journals. This directional shift aligns with the one Matthew Jockers found in Angophone novels during roughly the same period (from the beginning of the 19th century to its end). I argue that this change is characteristic of a cultural evolutionary process and sketch a way to simulate such a process as an interaction between a population of texts and a population of writers where texts and writers. I suggest that such directionality is a sign of autonomy in the aesthetic system, that it is not completely coupled to and subsumed by surrounding historical events.

C O N T E N T S

0. Introduction: Looking at Cultural Evolution whether You Like It or Not 2
1. Cosmic Background Radiation, an Aesthetic Realm, and the Direction of 19thC Poetic Diction 8
2. Beyond Whig History to Evolutionary Thinking 14
3. Could Heart of Darkness have been published in 1813? – a digression 19
4. Beyond narrative we have simulation 22

0. Introduction: Looking at Cultural Evolution whether You Like It or Not

I was of course thrilled to read How Quickly Do Literary Standards Change? (Underwood and Sellers 2015). Why? Because they provide preliminary evidence that 19th century Anglophone poetic culture has a direction. Just what that direction, and how to characterize it, that’s something else. But there does appear to be a direction. And just why is that exciting? Because Matthew Jockers made the same discovery about the 19th century Anglophone novel. To be sure, that’s not what he claimed – I’ve had to reinterpret his work (see my working paper, On the Direction of Cultural Evolution: Lessons from the 19th Century Anglophone Novel) – but that’s what he has in fact done.

So we’ve got two investigations making the same observation: there is a long-term direction 19th century literary culture. But not the same, as Jockers looked at novels and Underwood and Sellers looked at poetry. Moreover their observational methods are quite different. Jockers uncovered direction by looking for similarity between texts where similarity judgments are based on a variety of stylistic measures and on topic analysis. Underwood and Smalls bumped into directionality by looking for differences between the general run of literary texts and texts selected for review by elite publications. Jockers’ work, almost by design, uncovered continuity between successive cohorts of texts, but simply ignored elite culture. Underwood and Smalls had no explicit interest in local continuity but, by looking at elite choice, uncovered a possible factor in directional cultural change: the “pressure” of elite preference on the system as a whole. Continue reading “On the Direction of 19th Century Poetic Style, Underwood and Sellers 2015”

Underwood and Sellers 2015: Beyond narrative we have simulation

It is one thing to use computers to crunch data. It’s something else to use computers to simulate a phenomenon. Simulation is common in many disciplines, including physics, sociology, biology, engineering, and computer graphics (CGI special effects generally involve simulation of the underlying physical phenomena). Could we simulate large-scale literary processes?

In principal, of course. Why not? In practice, not yet. To be sure, I’ve seen the possibility mentioned here and there, and I’ve seen an example or two. But it’s not something many are thinking about, much less doing.

Nonetheless, as I was thinking about How Quickly Do Literary Standards Change? (Underwood and Sellers 2015) I found myself thinking about simulation. The object of such a simulation would be to demonstrate the principle result of that work, as illustrated in this figure:

Each dot, regardless of color or shape, represents the position of a volume of poetry in a one-dimensional abstraction over 3200 dimensional space – though that’s not how Underwood and Sellers explain it (for further remarks see “Drifting in Space” in my post, Underwood and Sellers 2015: Cosmic Background Radiation, an Aesthetic Realm, and the Direction of 19thC Poetic Diction). The trend line indicates that poetry is shifting in that space along a uniform direction over the course of the 19th century. Thus there seems to be a large-scale direction to that literary system. Could we create a simulation that achieves that result through ‘local’ means, without building a telos into the system?

The only way to find out would be to construct such a system. I’m not in a position to do that, but I can offer some remarks about how we might go about doing it.

* * * * *

I note that this post began as something I figured I could knock out in two or three afternoons. We’ve got a bunch of texts, a bunch of people, and the people choose to read texts, cycle after cycle after cycle. How complicated could it be to make a sketch of that? Pretty complicated.

What follows is no more than a sketch. There’s a bunch of places where I could say more and more places where things need to be said, but I don’t know how to say them. Still, if I can get this far in the course of a week or so, others can certainly take it further. It’s by no means a proof of concept, but it’s enough to convince me that at some time in the future we will be running simulations of large scale literary processes.

I don’t know whether or not I would create such a simulation given a budget and appropriate collaborators. But I’m inclined to think that, if not now, then within the next ten years we’re going to have to attempt something like this, if for no other reason than to see whether or not it can tell us anything at all. The fact is, at some point, simulation is the only way we’re going to get a feel for the dynamics of literary process.

* * * * *

It’s a long way through this post, almost 5000 words. I begin with a quick look at an overall approach to simulating a literary system. Then I add some details, starting with stand-ins (simulations of) texts and people. Next we have processes involving those objects. That’s the basic simulation, but it’s not the end of my post. I have some discussion of things we might do with this system followed with suggestions about extending it. I conclude with a short discussion of the E-word. Continue reading “Underwood and Sellers 2015: Beyond narrative we have simulation”

Underwood and Sellers 2015: Beyond Whig History to Evolutionary Thinking

In the middle of their most interesting and challenging paper, How Quickly Do Literary Standards Change?, Underwood and Sellers have two paragraphs in which they raise the specter of Whig history and banish it. In the process they take some gratuitous swipes at Darwin and Lamarck and, by implication, at the idea that evolutionary thinking can be of benefit to literary history. I find these two paragraphs confused and confusing and so feel a need to comment on them.

Here’s what I’m doing: First, I present those two paragraphs in full, without interruption. That’s so you can get a sense of how their thought hangs together. Second, and the bulk of this post, I repeat those two paragraphs, in full, but this time with inserted commentary. Finally, I conclude with some remarks on evolutionary thinking in the study of culture.

Beware of Whig History

By this point in their text Underwood and Sellers have presented their evidence and their basic, albeit unexpected finding, that change in English-language poetry from 1820-1919 is continuous and in the direction of standards implicit in the choices made by 14 selective periodicals. They’ve even offered a generalization that they think may well extend beyond the period they’ve examined (p. 19): “Diachronic change across any given period tends to recapitulate the period’s synchronic axis of distinction.” While I may get around to discussing that hypothesis – which I like – in another post, we can set it aside for the moment.

I’m interested in two paragraphs they write in the course of showing how difficult it will be to tease a causal model out of their evidence. Those paragraphs are about Whig history. Here they are in full and without interruption (pp. 20-21):

Nor do we actually need a causal explanation of this phenomenon to see that it could have far-reaching consequences for literary history. The model we’ve presented here already suggests that some things we’ve tended to describe as rejections of tradition — modernist insistence on the concrete image, for instance — might better be explained as continuations of a long-term trend, guided by established standards. Of course, stable long-term trends also raise the specter of Whig history. If it’s true that diachronic trends parallel synchronic principles of judgment, then literary historians are confronted with material that has already, so to speak, made a teleological argument about itself. It could become tempting to draw Lamarckian inferences — as if Keats’s sensuous precision and disillusionment had been trying to become Swinburne all along.

We hope readers will remain wary of metaphors that present historically contingent standards as an impersonal process of adaptation. We don’t see any evidence yet for analogies to either Darwin or Lamarck, and we’ve insisted on the difficulty of tracing causality exactly to forestall those analogies. On the other hand, literary history is not a blank canvas that acquires historical self-consciousness only when retrospective observers touch a brush to it. It’s already full of historical observers. Writing and reviewing are evaluative activities already informed by ideas about “where we’ve been” and “where we ought to be headed.” If individual writers are already historical agents, then perhaps the system of interaction between writers, readers, and reviewers also tends to establish a resonance between (implicit, collective) evaluative opinions and directions of change. If that turns out to be true, we would still be free to reject a Whiggish interpretation, by refusing to endorse the standards that happen to have guided a trend. We may even be able to use predictive models to show how the actual path of literary history swerved away from a straight line. (It’s possible to extrapolate a model of nineteenth-century reception into the twentieth, for instance, and then describe how actual twentieth-century reception diverged from those predictions.) But we can’t strike a blow against Whig history simply by averting our eyes from continuity. The evidence we’re seeing here suggests that literary- historical trends do turn out to be relatively coherent over long timelines.

I agree with those last two sentences. It’s how Underwood and Sellers get there that has me a bit puzzled. Continue reading “Underwood and Sellers 2015: Beyond Whig History to Evolutionary Thinking”

Underwood and Sellers 2015: Cosmic Background Radiation, an Aesthetic Realm, and the Direction of 19thC Poetic Diction

I’ve read and been thinking about Underwood and Sellers 2015, How Quickly Do Literary Standards Change?, both the blog post and the working paper. I’ve got a good many thoughts about their work and its relation to the superficially quite different work that Matt Jockers did on influence in chapter nine of Macroanalysis. I am, however, somewhat reluctant to embark on what might become another series of long-form posts, which I’m likely to need in order to sort out the intuitions and half-thoughts that are buzzing about in my mind.

What to do?

I figure that at the least I can just get it out there, quick and crude, without a lot of explanation. Think of it as a mark in the sand. More detailed explanations and explorations can come later.

19th Century Literary Culture has a Direction

My central thought is this: Both Jockers on influence and Underwood and Sellers on literary standards are looking at the same thing: long-term change in 19th Century literary culture has a direction – where that culture is understood to include readers, writers, reviewers, publishers and the interactions among them. Underwood and Sellers weren’t looking for such a direction, but have (perhaps somewhat reluctantly) come to realize that that’s what they’ve stumbled upon. Jockers seems a bit puzzled by the model of influence he built (pp. 167-168); but in any event, he doesn’t recognize it as a model of directional change. That interpretation of his model is my own.

When I say “direction” what do I mean?

That’s a very tricky question. In their full paper Underwood and Sellers devote two long paragraphs (pp. 20-21) to warding off the spectre of Whig history – the horror! the horror! In the Whiggish view, history has a direction, and that direction is a progression from primitive barbarism to the wonders of (current Western) civilization. When they talk of direction, THAT’s not what Underwood and Sellers mean.

But just what DO they mean? Here’s a figure from their work:

Notice that we’re depicting time along the X-axis (horizontal), from roughly 1820 at the left to 1920 on the right. Each dot in the graph, regardless of color (red, gray) or shape (triangle, circle), represents a volume of poetry and its position on the X-axis is volume’s publication date.

But what about the Y-axis (vertical)? That’s tricky, so let us set that aside for a moment. The thing to pay attention to is the overall relation of these volumes of poetry to that axis. Notice that as we move from left to right, the volumes seem to drift upward along the Y-axis, a drift that’s easily seen in the trend line. That upward drift is the direction that Underwood and Sellers are talking about. That upward drift was not at all what they were expecting.

Drifting in Space

But what does the upward drift represent? What’s it about? It represents movement in some space, and that space represents poetic diction or language. What we see along the Y-axis is a one-dimensional reduction or projection of a space that in fact has 3200 dimensions. Now, that’s not how Underwood and Sellers characterize the Y-axis. That’s my reinterpretation of that axis. I may or may not get around to writing a post in which I explain why that’s a reasonable interpretation. Continue reading “Underwood and Sellers 2015: Cosmic Background Radiation, an Aesthetic Realm, and the Direction of 19thC Poetic Diction”