Evolving Linguistic Replicators: Major Transitions and Grammaticalisation

ResearchBlogging.orgJust before Christmas I found myself in the pub speaking to Sean about his work on bilingualism, major transitions and the contrast between language change and the cultural evolution of language. Now, other than revealing that our social time is spent discussing our university work, the conversation brought up a distinction not often made: whilst language change is part of language evolution, the latter is also what we consider to be a major transition. As you evolutionary biologists will know, this concept is perhaps best examined and almost certainly popularised in Maynard Smith & Szathmáry’s (1995) The Major Transitions in Evolution. Here, the authors are not promoting the fallacy of guided evolution, where the inevitable consequence is increased and universal complexity. Their thesis is more subtle: that some lineages become more complex over time, with this increase being attributable to the way in which genetic information is transmitted between generations. In particular, they note eight transitions in the evolution of life:

What’s notable about these transitions, and why they aren’t necessarily an arbitrary list, is that all of them share some broad commonalities, namely:

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The Bog

If you like wading through deposits of dead animal material, then you should go over and visit Richard Littauer’s new blog, The Bog. Having been exposed to his writings on both this blog, and through the Edinburgh language society website, I’m sure it will be worth a visit — for good writing, if not for your dire need to distinguish between forest swamps and shrub swamps. His first post is on Mung, the colloquial name for Pylaiella littoris, which is apparently a common seaweed. Here is his quick overview of the blog:

So, The Bog is going to be the resting place for various studies and explorations. Richard Littauer is the writer; he is working on his MA in Linguistics at Edinburgh University. He writes about evolutionary linguistics and culture at Replicated Typo, about general linguistic musings at a non-academic standard at Lang. Soc., about constructed languages on Llama, and about various philosophical things at Pitch Black Press. Since none of these blogs were a perfect fit for the scientific equivalent of a swamp-romp through subjects he doesn’t study, he set up this blog. Expect posts about ecology, biology, linguistics, anthropology, or anything in between.

The fact that it’s called the Bog has nothing to do with the British slang for ‘bathroom’. Rather, Richard (well, I) have an affinity with swamps for some unexplained reasons. Expect posts on swamps.

If that doesn’t appeal to you, then Richard is also well-known for being the world’s number one Na’vi fan.

From Natyural to Nacheruhl: Utterance Selection and Language Change

Most of us should know by now that language changes. It’s why the 14th Century prose of Geoffrey Chaucer is nearly impenetrable to modern day speakers of English. It is also why Benjamin Franklin’s phonetically transcribed pronunciation of the English word natural sounded like natyural (phonetically [nætjuɹəl]) rather than our modern variant with a ch sound (phonetically [nætʃəɹəl]). However, it is often taken for granted on this blog that language change can be understood as an evolutionary process. Many people might not see the utility of such thinking outside the realm of biology. That is, evolutionary theory is strictly the preserve of describing biological change, and is less useful as a generalisable concept. A relatively recent group of papers, however, have taken the conceptual machinery of evolutionary theory (see Hull, 2001) and applied it to language.

It's all natyural, yo!

Broadly speaking, these utterance selection models highlight that language change occurs across two steps, each corresponding to an evolutionary process: (1) the production of an utterance, and (2) the propagation of linguistic variants within a speech community. The first of these, the production of an utterance, takes place across an extremely short timescale: we will replicate particular sounds, words, and constructions millions of times across our production lifetime. It is as this step where variation is generated: phonetic variation, for instance, is not only generated through different speakers having different phonetic values for a single phoneme — the same speaker will produce different phonetic values for a single phoneme based on the context. Through variation comes the possibility of selection within a speech community. This leads us to our second timescale, which sees the selection and propagation of these variants — a process that may “take many generations of the replication of the word, which may–or may not–extend beyond the lifetime of an individual speaker.” (Croft, in press).

Recent mathematical work in this area has highlighted four selection mechanisms: replicator selection, neutral evolution, neutral interactor selection, and weighted interactor selection. I’ll now provide a brief overview of each of these mechanisms in relation to language change.

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Phonology and Phonetics 101

What I’m going to try and do in this series of posts is follow my phonology module at Cardiff. As such, these posts are essentially my notes on the topic, and may not always come across too clearly. First, I thought it would be useful to give a quick definition of both phonology and phonetics, before moving on to discuss the anatomical organisation of our vocal organs.

Phonetics and Phonology

To begin, phonetics, often referred to as the science of speech sound, is concerned with the physical production, acoustic transmission and perception of human speech sounds (see: phone). One key element of phonetics is the use of transcription to provide a one-to-one mapping between phones and written symbols (something I’ll come back to in a later post). In contrast, phonology focuses on the systematic use of sound in language to encode meaning. So, whereas phonetics is specifically concerned with human speech sounds, phonology, despite having a grounding in phonetics, links in with other levels of language through abstract sound systems and gestures. SIL provides a useful little diagram showing where phonetics and phonology lie in relation to other linguistic disciplines:

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Cultural and linguistic diversity: evolutionary approaches

Via HENRY:

There’s a special issue of Philosophical Transactions of the Royal Society out on the theme of Cultural and linguistic diversity: evolutionary approaches.

From the introduction:

Evolutionary approaches to cultural change are increasingly influential, and many scientists believe that a ‘grand synthesis’ is now in sight. The papers in this Theme Issue, which derives from a sym- posium held by the AHRC Centre for the Evolution of Cultural Diversity (University College London) in December 2008, focus on how the phylogenetic tree-building and network-based tech- niques used to estimate descent relationships in biology can be adapted to reconstruct cultural histories, where some degree of inter-societal diffusion will almost inevitably be superimposed on any deeper signal of a historical branching process.

Papers:

  • On the shape and fabric of human history – Russell D. Gray, David Bryant, and Simon J. Greenhill
  • Twitter Evolution: Converging Mechanisms in birdsong and human speech

    In my last post, I made reference to the similarities between birdsong and human speech, and how the development of these two might inform us on the evolution of language. So, it comes as a pleasant surprise that there is a new review in Nature Neuroscience on the very topic: Twitter Evolution: converging mechanisms in birdsong and human speech (click here for paper). I haven’t yet had chance to fully read the paper, but I think the following figure is quite instructive of the connective complexity we’re dealing with:

    Domain-General Regions and Domain-Specific Networks

    The notion of a domain-specific, language acquisition device is something that still divides linguists. Yet, in an ongoing debate spanning at least several decades, there is still no evidence, at least to my knowledge, for the existence of a Universal Grammar. Although, you’d be forgiven for thinking that the problem was solved many years ago, especially if you were to believe the now  sixteen-year old words of Massimo Piattelli-Palmarini (1994):

    The extreme specificity of the language system, indeed, is a fact, not just a working hypothesis, even less a heuristically convenient postulation. Doubting that there are language-specific, innate computational capacities today is a bit like being still dubious about the very existence of molecules, in spite of the awesome progress of molecular biology.

    Suffice to say, the analogy between applying scepticism of molecules and scepticism of Universal Grammar is a dud, even if it does turn out that the latter does exist. Why? Well, as stated above: we still don’t know if humans have, or for that matter, even require, an innate ability to process certain grammatical principles. The rationale for thinking that we have some innate capacity for acquiring language can be delineated into a twofold argument: first, children seem adept at rapidly learning a language, even though they aren’t exposed to all of the data; and second, cognitive science told us that our brains are massively modular, or at the very least, should entail some aspect that is domain specific to language (see FLB/FLN distinction in Hauser, Chomsky & Fitch, 2002). I think the first point has been done to death on this blog: cultural evolution can provide an alternative explanation as to how children successfully learn language (see here and here and Smith & Kirby, 2008). What I haven’t really spoken about is the mechanism behind our ability to process language, or to put it differently: how are our brains organised to process language?

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    Is seeing believing?

    I just finished watching the latest episode of Horizon, Is seeing believing? It had lots of cool material on recent research into our perceptual systems and how some unique individuals (see bat man and synaesthesia) are providing clues into the degree of plasticity our brain is capable of. I think this developmental flexibility has important implications for how we view the evolution of language, which certainly chimes with Deacon’s latest explanations. Another segment of the episode focused on a famous linguistic perceptual trick, known as the McGurk effect, demonstrating the interaction between hearing and vision in speech perception. Here is the first video I found on the subject (although I thought the Horizon episode provided a better visual explanation of it):

    Regularities in Cultural Evolution

    I recently came across a post over at GNXP on the rise and crash of civilizations. It’s a really interesting discussion on a new paper by Currie et al. (2010), Rise and fall of political complexity in island South-East Asia and the Pacific. Here is the abstract:

    There is disagreement about whether human political evolution has proceeded through a sequence of incremental increases in complexity, or whether larger, non-sequential increases have occurred. The extent to which societies have  decreased  in  complexity is  also unclear. These  debates have  continued  largely  in the absence  of rigorous, quantitative tests. We evaluated six competing models of political evolution in Austronesian-speaking societies using phylogenetic methods. Here we show that in the best-fitting model political complexity rises and falls in a sequence of small steps. This is closely followed by another model in which increases are sequential but decreases can be either sequential or in bigger drops. The results indicate that large, non-sequential jumps in political complexity have not occurred during the evolutionary history of these societies. This suggests that, despite the numerous contingent pathways of human history, there are regularities in cultural evolution that can be detected using computational phylogenetic methods. [My emphasis].

    I don’t have much to add on the subject as I think Razib covered most of the relevant points, plus I haven’t even finished reading the paper yet (I’m hoping to get back into research blogging later this week). I will, however, post one of their figures that shows the dynamic between the rise and fall of political complexity, and how it shows regularity (btw, RJMCMC means Bayesian reversible-jump Markov chain Monte Carlo… if that helps you in any way):

    Musings of a Palaeolinguist

    Hannah recently directed me towards a new language evolution blog: Musings of a Palaeolinguist. From my reading of the blog, the general flavour seems to be focused on gradualist and abruptist accounts of language evolution. Here is a section from one of her posts, Evolution of Language and the evolution of syntax: Same debate, same solution?, which also touches on the protolanguage concept:

    In my thesis, I went through a literature review of gradual and abruptist arguments for language evolution, and posited an intermediate stage of syntactic complexity where a language might have only one level of embedding in its grammar.  It’s a shaky and underdeveloped example of an intermediate stage of language, and requires a lot of exploration; but my reason for positing it in the first place is that I think we need to think of the evolution of syntax the way many researchers are seeing the evolution of language as a whole, not as a monolithic thing that evolved in one fell swoop as a consequence of a genetic mutation, but as a series of steps in increasing complexity.

    Derek Bickerton, one of my favourite authors of evolutionary linguistics material, has written a number of excellent books and papers on the subject.  But he also argues that language likely experienced a jump from a syntax-less protolanguage to a fully modern version of complex syntax seen in languages today.  To me that seems unintuitive.  Children learn syntax in steps, and non-human species seem to only be able to grasp simple syntax.  Does this not suggest that it’s possible to have a stable stage of intermediate syntax?

    I’ve generally avoided writing about these early stages of language, largely because I had little useful to say on the topic, but I’ve now got some semi-developed thoughts that I’ll share in another post. In regards to the above quote, I do agree with the author’s assertion of there being an intermediate stage, rather than Bickerton’s proposed jump. In fact, we see languages today (polysynthetic) where there are limitations on the level of embedding, with one example being Bininj Gun-wok. We can also stretch the discussion to look at recursion in languages, as Evans and Levinson (2009) demonstrate:

    In discussions of the infinitude of language, it is normally assumed that once the possibility of embedding to one level has been demonstrated, iterated recursion can then go on to generate an infinite number of levels, subject only to memory limitations. And it was arguments from the need to generate an indefinite number of embeddings that were crucial in demonstrating the inadequacy of finite state grammars. But, as Kayardild shows, the step from one-level recursion to unbounded recursion cannot be assumed, and once recursion is quarantined to one level of nesting it is always possible to use a more limited type of grammar, such as finite state grammar, to generate it.